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445 results found for "Compliance"
- ESG Reports - A Significant Source of Obligations
The need for compliance to adapt to performance and outcome-based obligations has been happening for What we can be certain of is that reactive, check-box compliance focused on audits and action items will Instead, compliance will need to be re-imagined and engineered to advance outcomes and meet targets in If you want your compliance team to learn how this is done consider joining "The Proactive Certainty This program teaches you how to take a proactive and integrative approach to compliance so you can always
- Audits vs. Assessments: Understanding the Key Differences
When it comes to compliance, we often hear about audits and assessments. expanded to cover various domains such as safety, security, sustainability, quality, and regulatory compliance Conclusion While both audits and assessments play crucial roles in organizational management and compliance
- One Day or Day 1
obligations and staying ahead of risk requires adopting a holistic, proactive, and integrative approach to compliance The difference between compliance failure or success depends on one decision: One Day or Day 1?
- Assurance is an OUTCOME not an ACTIVITY
Assurance is not an activity that compliance does or something that can be inspected into a business. That's why confidence levels are an important measure of success for all risk & compliance programs. The best way that this is demonstrated is by having an operational compliance program to properly contend An effective compliance program will ensure that required capabilities and performance exist to meet
- Remove Roadblocks Not Guardrails
⚡️ How many times have compliance measures been reduced, inadvertently pushing operations to the edge Remember: True LEAN COMPLIANCE doesn't compromise your ability to meet obligations—it enhances it by
- Cultivating Opportunities
Cultivating at Work In compliance, we also see this principle at work. regulators, built genuine partnerships with business units, and developed the conditions for mission and compliance
- Implement Programs and Systems
Effective compliance (ex. quality, safety, environmental, and regulatory) requires that existing conditions are maintained, and that progress is made towards compliance goals (ex. zero defects, zero fatalities
- Four Corners of the Obligation Map
4 types of obligations 4 compliance functions 4 purposes 4 measures
- The Need for LEAN AI Regulation
However, proposed regulatory regimes can add significant compliance burdens for organizations already
- Proactive GRC
GRC is an acronym used to describe three functions: governance, risk, and compliance. A conservative estimate of the cost of compliance (excluding the other GRC functions) is 10% of a worker It is easy to imagine that If compliance continues on its present course, compliance will require: one person to ensure that compliance is met for every person doing the work. Clearly, this approach is not sustainable or desirable for compliance and neither for GRC as a whole.
- Not All Rocks Are Obstacles
What this means for compliance For compliance to improve its risk perception it needs to look through Obligations - this will help to see obstacles and opportunities associated with meeting obligations (Compliance risk registers but more importantly provide better measures to improve the probability of achieving compliance
- Why ESG Will Be Difficult
What we learned was that for external obligations: most of the compliance resources are dedicated to external obligations, it was difficult for organizations to meet their obligations using traditional compliance ) was needed for organizations to make progress and realize the benefits from ESG along with other compliance This requires several things working together to produce the outcome of compliance: Better safety, security











