Registration is now CLOSED
Why is this training needed?
Over the last decade regulators have started to modernize their programs to become more risk-based moving towards performance and outcome based designs.
The new compliance landscape requires organizations to take a proactive and systems approach instead of the prevailing reactive and siloed approach to compliance.
Unfortunately, many organizations are unable to keep up and are falling behind. Adopting the new mindset along with the necessary skills takes time which many find they don't have.
That's why we are offering this micro learning series. We have designed each module in bite sized portions. By spending just 1-hour a week over 15-weeks you will gain knowledge and skills to meet the demands of this new compliance landscape.
Each module focuses on an essential principle for effective compliance:
1. Develop systems that always keep you in compliance
2. Continuously improve your compliance capabilities and effectiveness
3. Improve the probability of meeting all your obligations.
These modules are designed for practitioners across all risk & compliance domains to improve their knowledge and skills. Each module consists of:
5 one-hour "HOW-TO" sessions (40-minute instruction with worked examples / 20-minute Q&A)
Worksheets and reference materials
Quiz (optional)
Certificate after successfully completing all quizzes in the module.
Sessions will be hands-on conducted over Zoom on Tuesdays @ 1:00-2:00pm (EDT) following the schedule below. Each session will be recorded and available to participants.
Price is $300 (CAD) per module or $750 (CAD) for all three.
We encourage you to take advantage of this opportunity to improve your knowledge and skills. The first module starts April 5th so register today.
SYSTEMS MODULE - "Keep it Green"
In this module you will learn tools & techniques to always stay in compliance. We start with classifying obligations followed by identifying goals and objectives, defining measures for success, and establishing actionable metrics to keep you between the lines.
DATE | SESSION | TOPIC |
Tuesday, April 5, 2022 | SYSTEMS-1 | Module Overview - concepts and principles |
Tuesday, April 12, 2022 | SYSTEMS-2 | How to define and classify obligations |
Tuesday, April 19, 2022 | SYSTEMS-3 | How to define compliance outcomes, objectives and targets |
Tuesday, April 26, 2022 | SYSTEMS-4 | How to define measures of conformance, performance, and effectiveness |
Tuesday, May 3, 2022 | SYSTEMS-5 | How to define leading / lagging indicators and actions for compliance |
LEAN MODULE - "Keep it Lean"
In this module you will learn how to apply Lean tools & techniques to continuously improve your compliance at the process, systems, and program levels.
DATE | SESSION | TOPIC |
Tuesday, May 17, 2022 | LEAN-1 | Module Overview - concepts and principles |
Tuesday, May 24, 2022 | LEAN-2 | How to use Lean 5M to identify areas for improvement |
Tuesday, May 31, 2022 | LEAN-3 | How to use Lean A3 to conduct compliance Improvements |
Tuesday, June 7, 2022 | LEAN-4 | How to use Lean X-Matrix to stay on course |
Tuesday, June14, 2022 | LEAN-5 | How to use Lean Startup to achieve operational compliance |
RISK MODULE - "Keep it Certain"
In this module you will learn how to improve the probability of keeping all your promises by contending with uncertainty.
DATE | SESSION | TOPIC |
Tuesday, June 28, 2022 | RISK-1 | Module Overview - concepts and principles |
Tuesday, July 5, 2022 | RISK-2 | How to evaluate compliance risk |
Tuesday, July 12, 2022 | RISK-3 | How to identify risk measures and controls using bow-tie analysis |
Tuesday, July 19, 2022 | RISK-4 | How to track compliance risk using risk scores |
Tuesday, July 26, 2022 | RISK-5 | How to manage risk due to regulatory change |