COMPLIANCE RESOURCES
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Effective Compliance Assessment
Worksheet
Members Only
We developed over 70 questions to help you evaluate your organization’s ability to support regulations, industry standards, vision zero, and ESG outcomes and objectives.
Answers to these questions will help you evaluate the status of your compliance and your capabilities for effectiveness.
Effective Compliance: A Strong Defence Against Mission Failure
Presentation
Members Only
Presented at the ACFE Houston Fraud Conference 2023 - PDF with speaker notes.
In this presentation, we look at:
1. The risk and compliance landscape - this will help us answer the question of why
2. How compliance programs work - without understanding this you will never know how to make them effective
3. Operational model for compliance - connect all the dots so you have no holes in your defences
4. What's essential for effective compliance - how to achieve Minimal Viable Compliance (MVC)
Elevate Compliance Huddle - Retrospective (2024)
Presentation
33 Principles to Practice - Review and Self Assessment
Throughout this past year, every week we explored a different principle-to-practice. We covered 33 principles so far to help elevate your compliance to achieve higher standards (33+ hours in total).
There is a thread that runs through each principle. You could call this a Golden Thread. A golden thread of assurance. When these principles are practised together, you will experience compliance in a different way. You will experience more than the benefit from each one, more than the sum of their parts. In addition, you will realize the product of their interactions with each other and throughout your organization. You will experience, a community of practice defined by a Virtuous Cycle of Compliance – where things get better, and the faster things get better over time.
In this retrospective we review the main ideas from the 33 principles. As you go through each one, you will have opportunity to assess how well you are practising each principle. I hope this exercise will help shape your compliance culture in the year ahead.
How to Deliver Total Value
Presentation
The risk and compliance landscape is defined by a lack of effectiveness and rising cost. Many organizations never realize the benefits from staying between the lines and ahead of risk. They along with their stakeholders are missing out from experiencing Total Value.
Until now.
