COMPLIANCE KAIZENS

Plan for Compliance Success

Facilitator led workshops to develop a risked-based compliance plan for your compliance program based on the 5 principles of program success.

Engagement: 5 Sessions / 1.5 Hours Each / Teams of 4 or less
Format: Facilitated, Online (Zoom)
Outcome: Compliance Program Charter and Plan for Success

Increase Probability of Compliance Success

Facilitator led Program Pre-mortem to identify areas of risk and opportunities. Identify problems before they become issues to avoid failure and ensure success.

Engagement: 4 Sessions / 1.5 Hours Each / Teams of 4 or less
Format: Facilitated, Online (Zoom)
Outcome: Compliance Program Risk Plan and Treatment

Compliance Accountability and Advisory Support

Monthly coaching sessions for compliance program owners and managers focused on improving operability and effectiveness of their compliance.

Based on the 12 Principles of Compliance Operability.

Engagement: 12 Sessions / 2 Hours Each / Individual
Format: Facilitated, Online (Zoom), Workbook
Outcome: Knowledge and Improvement

This is a facilitated capabilities evaluation of your compliance program.

This does not replace audits or certification against existing internal or external standards. Instead, this evaluation is about raising your program to a higher level by assessing essential capabilities needed to realize more than certification alone can provide.

Engagement: 12 Sessions / 1.5 Hours Each / Teams of 4 or less
Format: Facilitated, Online (Zoom), Workbook
Methodology: 12 Capabilities / 12 Principles Assessment
Outcome: Capabilities Performance Assessment and Recommendations