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Insights for Compliance Success


Are we there yet?
When my children were younger we would regularly go on road trips to visit family. Five minutes after leaving the house they would start...
19 views

Managing Risks caused by Cost Reductions
Cost reduction programs while sometimes necessary all too often end up removing value and expose companies to unnecessary risk. Deferring...
37 views


Compliance – The Road Less Traveled
Compliance can either be a "necessary evil" or a "necessary good". The path you choose will determine: whether you are reactive or...
20 views

Compliance Chain Analysis
Harvard Business School's Michael E. Porter introduced the concept of a value chain in his book, " Competitive Advantage: Creating and...
1,072 views


Tyrannical Compliance
Companies often consider compliance as a "necessary evil" rather than a "necessary good." They sometimes feel they are forced to comply...
94 views


Are You Being Nudged Into Compliance?
The answer is yes and you have been for some time. Nudging is broadly used today in many domains including governments to addresses...
610 views


API RP 1173 – Taking Ownership of Your Obligations
"Pipeline process management includes determination of needs throughout the pipeline life-cycle, provision of sufficient human and...
153 views

Four Steps to Proactive Compliance
More companies are becoming aware that they are too reactive when it comes to compliance. In my previous blog, I discussed four misuses...
1,512 views

Four Misuses of Audits
Audits were first adopted by financial institutions to identify and prevent fraud. Their focus was to test the integrity of accounting...
331 views

5 Ways Risk Management Has Changed
Recent revisions to compliance standards and regulations have introduced changes to the way we think about and manage risk. You can look...
1,512 views

RISK: Losing Your Social License
All too often companies find that they are only one accident, one explosion, one fatality, or one recall away from not only losing their...
854 views

Overcoming Compliance Silos
Increasingly standards and regulatory bodies are promoting a holistic approach to compliance. However, many companies still implement...
229 views

Moving Compliance to the Performance Zone
Compliance is often viewed as a cost of doing business. However, instead of viewing compliance only as an expense and something to...
502 views


Why You Need a Compliance Architect
In a world of competing and overlapping compliance demands, siloed departments, and numerous stakeholders the role of an architect is...
861 views


Compliance Process Modeling
Process modeling is necessary to design, implement, and improve compliance. Many of the techniques and approaches used today are based on...
134 views

Keep Your Workers and Improve
One of the key misconceptions about LEAN is that its goal is to reduce the workforce. No wonder people might resist adopting it. However,...
32 views

Managing Compliance Obligations
It is common for companies these days to have several programs to manage both mandatory requirements and voluntary commitments in...
621 views


Managing Risk During Lean Improvements
LEAN approaches have been used across many industries for decades with great success. However, there are some industries were using LEAN...
107 views

Where to Make Compliance Improvements
Compliance programs, systems, and processes are often used interchangeably when referring to improvements. However, there are important...
128 views


How To Conduct Scoping Interviews to Manage Personnel Changes
Changes to safety-critical positions in regulated industries must follow a process to manage risks associated with transitioning a new...
232 views

5 Multipliers To Increase Compliance Advantage
In a previous blog, I outlined 5 threats to compliance. In this blog, I will look at how to address them. At first glance, it may seem...
116 views

Why Compliance is Falling Behind
Meeting compliance is critical to those that work in highly regulated industries and specifically to those that are responsible for...
31 views

IS EDM DEAD?
Business processes require information to produce the desired outcomes. This information comes in various forms and is used in a variety...
40 views


LEAN Paradox - Specialists versus Generalists
In a world that values specialists, individual workmanship and personal accountability the LEAN culture can seem foreign, threatening and...
52 views
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