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BLOG ARTICLES
Insights for Compliance Success


Assurance is an OUTCOME not an ACTIVITY
Assurance is not an activity that compliance does or something that can be inspected into a business. It is an outcome that is created...
230 views


The Most Important Risk Control
Change can be and often is a significant source of risk for organizations. That's why managing risk resulting from change is one of the...
397 views


Are You Neglecting Your Compliance Boundary?
When it comes to compliance there is a boundary that exists between what is inside an organization and what is outside. This compliance...
375 views

Shaping Your Compliance Future
Pro-activity can be applied at any level within an organization. However, it is primarily the role of management programs achieved by...
247 views


NEW COMPLIANCE RESILIENCY PROGRAM
Companies need effective risk & compliance systems to ensure they stay between the lines during normal operations and even more so during...
38 views

A Safety Management System for Everyone
Adopting a Safety Management System (SMS) has typically required significant resources, large teams, and expensive technologies and...
76 views

System Dynamics
System dynamics (SD) according to the System Dynamics Society is a computer aided approach to policy analysis and design. It applies ...
511 views

Voluntary Information Sharing
Many of us participate in consumer platforms that collect and use data to improve their products, operations, and ultimately profits....
49 views


How to Transform Culture
Culture is difficult to define and hard to measure, but without the right one a company cannot succeed. A common definition for culture...
82 views


LEAN - Lost in Translation
There are times when leadership sets their gaze on operations in order to better delight their customers, increase margins, or improve...
276 views

What is Management of Change
Change can be a significant source of risk. That is why compliance programs include a risk-based process for managing planned changes....
6,197 views


Turning Best Effort Into Best Outcome
When it comes to playing games where the goal is to have fun “Best Effort” is often applauded and even celebrated. We often hear...
337 views

Governance, Risk and Compliance
GRC is an acronym for: governance, risk, and compliance which originated from the management consulting world to describe processes...
239 views

Holes in the System
It is only by anticipating, planning, and acting that prevents risks from becoming a reality.
263 views

A Systems Roadmap for API RP 1173
API RP 1173 provides a framework for companies to evaluate their safety systems and processes to more effectively buy down risk and...
594 views


Two Steps Forward Three Steps Back
I have spent most of my career building information and management systems in support of engineering, compliance, and mission critical...
94 views

Minimal Viable Performance (MVP)
Outcomes are the effects of capabilities which means that you if you want to advance your outcomes you need to advance your capabilities....
347 views


Regulatory Compliance Not Enough
In a recent decision of the Ontario Court of Appeal they stated that the general duty clause in the Occupational Health and Safety Act,...
80 views

Why we need Compliance Excellence
Continuous Improvement (CI) is an essential part of operational excellence to increase the performance of operational processes used in...
1,271 views

Crossing the ethical chasm of data - a compliance perspective
"Compliance, in many ways, is about doing the right thing at the right time in the right way. Collecting evidentiary material is an...
27 views

5 Questions You Must Answer to Improve Your Compliance
The goal of a compliance program is to improve the level of compliance of an organization. This differs from the goal of a compliance...
157 views


Why is focusing on non-conformance missing the point?
Focusing on non-conformance is the first level of compliance. This involves meeting the prescriptive part of a regulation or industry...
44 views

Time to Upgrade your Navigational System
A compass helps you to stay on course as you head towards your destination provided the world is flat. However, a compass can never...
32 views


Ideal Compliance
This is the perfect time of year to evaluate your compliance programs and make adjustments so that you achieve your objectives. However,...
75 views
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